WEBVTT

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We'll now transition to a discussion of the validation
and verification essentials,

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and apply that to the automated urinals methods.

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First, we're going to take a pit
stop and talk about what method validation is to clear.

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And let's go over a couple of definitions.

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Even before we get to that,

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validation
refers to the process of establishing the performance specifications

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of a new diagnostic tool,
such as a new test, laboratory, developed test, or modified method.

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In contrast, method verification is a one time process
to determine the performance characteristics of a test before use.

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In patient testing, with verification.

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You're essentially verifying
that the diagnostic tool meets or exceeds the labeling.

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We're going to use these two terms interchangeably during this webinar.

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And that's okay. Going back to the clear concepts

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method validation and in the clear regulations

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is described depending on the complexity of the test
or the instrument that you're trying to document.

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For example, moderate complexity tests clear specifies

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that you must document
method performance in the form of these four studies.

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Accuracy, precision, reference interval, and reportable range

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for a high complexity method or test, or maybe a moderate
complexity test that you've modified in some meaningful way.

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Clear specifies that you must also assess analytical sensitivity

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and analytical specificity.

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These are the essential steps of any validation or verification process.

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First, you want to gather your resources.

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This is a very important step.

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At this point in the process, it behooves you to familiarize yourself

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with the manufacturer's requirements to document method performance

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and also spend some time studying what others have done and applying
some of the best practices that you can find to the method.

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Validation and challenge that you have ahead of you.

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Your next step is going to be to write a validation plan,

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followed by execution of the validation studies.

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I'd like to point out that before you actually perform
the studies, it's incredibly important to train

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any of the individuals who will be executing the studies
to the new instrument before getting started.

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You want to be sure that the method performance,
the results that you see are truly reflective

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of the the new test or the new instrument that you're working with.

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Once the studies are done, you will analyze the data
and compare the results to predefined acceptability criteria.

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And then that last step listed on the slide is optional.

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And we will talk about that later in this webinar.

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Let's spend another minute or so talking about gathering resources.

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As I mentioned this is a really important step.

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There's a lot of sources of information

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that I think are commonly overlooked in terms of contributing value
to this planning process.

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Make sure to thoroughly review
any package inserts that come with the new instrument.

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Instructions for use.

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Do a quick PubMed search.

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Look at the literature. See if others have published their validations.

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Look at best laboratory practices,
perhaps from Clinical Laboratory Standards Institute, for example,

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and then also understanding the components of the automated system that
you're trying to validate, as well as how the methods work behind each.

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You may find that the manufacturers requirements to document
method performance are pretty sparse.

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They will typically recommend accuracy, precision
reportable range, and carry over.

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And one important concept here
is that the foundation of all method validation is clear.

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But I would also add to that meeting
the manufacturer's minimum requirements.

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For example, clear doesn't specify that carryover must be done.

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But a lot of manufacturers mandate that it be so.

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So you could think of the clear requirements and the manufacturer's
recommendation as being the foundation of any thorough

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method validation.

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And then really above that, there's layers of regulatory hierarchy
that may inform your approach

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to the validation, such as checklist requirements
with the College of American Pathologists,

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Best Practice from Clinical Laboratory Standards Institute

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and other professional societies
who publish recommendations in this area.

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Let's talk about writing a plan.

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This is actually a very difficult and time
consuming component of the process.

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It's really important that you go into this
knowing what you're going to report,

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what parameters are you going to report,
and what are the characteristics of your patient population.

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That information needs to be factored in to each of the items
you see on this slide, particularly the components of your plan.

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And we talked about the four right that are required by clear.

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So your plan will include the each of the component studies
typically accuracy precision reportable range and reference interval.

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But you must include sufficient detail on the plan
such as where your sample is going to come from.

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What type will they be?

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How many, how many of those samples will be abnormal versus normal?

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Will you include important patient demographics
in the collection of those samples?

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Fresh versus preserved samples.

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Not all laboratories accept preserved samples for testing,
but if you do, you want to include

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a sufficient number of preserved samples in your plan.

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And then things like minimum volumes, exclusion criteria

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and even the procedure and the procedure,
you want to think about pre analytic variables and analytic variables.

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So storage process sourcing mixing decanting and the testing aspects.

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Lastly don't forget to find acceptability criteria
for each of the studies and a data analysis plan.

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We're going to briefly discuss an overview of the component studies.

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And then we're going to apply it to automated urinalysis methods.

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Starting with the accuracy study or method comparison study,

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an accuracy study in concept determines bias to an existing method
or a gold standard reference method,

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and that's done by analyzing samples and duplicate on the new method
and the reference method.

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An accuracy study should be done for results
that are quantitative, semi quantitative, and qualitative.

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So in the context of our urinalysis validation,

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it would apply to the reportable parameters from the chemical
UA as well as the quantified formed elements of the urine.

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The precision study applies to the quantitative results.

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And there's typically two types of precision
within run and between run or total precision,

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which represent repeatability
and reproducibility of the results, respectively.

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Precision studies are conducted by analyzing materials
repeatedly within a run and over several days.

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The reportable Range study

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verifies the lowest and highest results that can be directly reported
from the analyzer by conducting a linearity experiment.

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This is typically required for components that report numerically,
such as red blood cells, white blood cells, and bacteria.

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In the context of the automated UA methods,

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and this study is very helpful for,

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the laboratory to determine the reportable limits of the new instrument
or test.

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Reference intervals are critical

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when transitioning from a manual to an automated method,
because sometimes the reference intervals are different between methods.

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Keeping in mind reference intervals are method specific
in all of laboratory medicine,

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you typically have three options.

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One is to verify the current reference interval in use by the lab,

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or you can verify the manufacturer's proposed reference interval
or something else entirely.

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Maybe there's one in the literature that you like,

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but it needs to be considered for all reportable parameters.

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There's a pretty big difference between reference interval
verification versus establishing a new reference interval.

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The minimum number of samples for the study is vastly different.

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And if your reference interval is partitioned by sex or age,

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that minimum number of samples applies to each partition
in the reference interval.

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Carryover is an important assessment.

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Carryover determines whether samples with a high concentration
of a substance impact subsequent samples with low concentration.

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And these studies are typically done by analyzing material
with a high concentration, followed by samples with a low concentration.

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Method validation is

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incredibly challenging,
and I've listed here on the slide some of the most common challenges.

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Even things as simple as determining
what materials to select for each component study isn't always clear.

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Then sample selection, collection, and stability can be a challenge.

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Curating abnormal samples and samples from diverse patient
populations is a frequent barrier.

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You may encounter differing reporting formats between methods.

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Different sample processing requirements,

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and even something that you would think is relatively simple,
such as determining the acceptability criteria for each component.

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Study can actually be quite difficult, and there isn't always an obvious
answer for what the acceptability criteria may be.

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That's where the laboratory director
or medical director clinical and technical expertise shines,

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writing a plan that fulfills the requirements for an automated system.

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When your automated system has multiple components like most of them do,
also makes it

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a layer more complex than your average validation of an instrument.

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We'll now transition to applying all of these concepts

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to a sample validation plan for an automated urinalysis instrument.

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And we'll organize that by component of the automated urinalysis system.

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We'll begin with describing studies for the chemical portion of the UA

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as sample plan for
this could include a mixture of normal and abnormal samples.

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And I've listed some minimum numbers here on preserve
I've specified in this plan.

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But as I mentioned earlier, if you accept preserved samples
for analysis in your lab, just add in some of those.

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What you'll do is you'll analyze these samples as soon as possible and
within stability of the samples on both the new and reference method.

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So in duplicate

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for data analysis you'll look at percent agreement
for the qualitative and semi quantitative results.

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And for the quantitative results
you'll look at slope intercept R value and bias

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pH and specific gravity
sometimes are able to be quantitative with the chemical UA.

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So those are examples of a couple analytes
where you might take that approach to data analysis for the chemical UA.

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For the precision study for the chemical UA,

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you could take normal and abnormal control material

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as your sample to select for this particular study

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and analyze it ten plus times consecutively for within run precision.

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And then for total precision you have two options.

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Option one is to do a full 20 day total precision study.

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Option two is to conduct what's called a precision verification study.

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I have abbreviated here as a five by five study
where you take two samples.

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In this case, we're taking a normal and an abnormal control.

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And you would run five replicates
one run per day for a total of five days.

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According to clear, you're only required to do the method verification
precision study, which is the five by five I just described.

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But if you wanted to do something more extensive
and embark on a full 20 day

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total precision study, that would be completely acceptable and exceed
the minimum requirements for data analysis, you would look at agreement

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for the qualitative and semi quantitative parameters
and percent CV for a quantitative results.

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For the reportable range study of a chemical UA,

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you're typically only applying this method performance study
to specific gravity

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and sample selection.

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Here is a bit variable.

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You could either use patient samples or you could take control material
or you could make a stock solution.

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For example, you could dilute 10% saline with denied water
to span the analytical measurement range for your instrument.

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Regardless of what you do, whether it's preparing serial dilutions
or diluting

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from a stock solution or diluting patient samples,
you're going to do a linearity study.

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And once you've generated your set of samples,
you will analyze them in triplicate

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and conduct a linear regression
analysis and percent recovery calculation.

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You're just proving the linear relationship
between measured and target concentration of each sample in the set.

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And the statistics will help prove
that there is that linear relationship,

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and also reassure you that the expected recovery of specific gravity,
which you're trying to measure, is acceptable.

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Now let's talk about method performance studies and a sample validation
plan for the urine particle analyzer component.

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We mentioned previously that it will vary
depending on what automated urinalysis system you're validating,

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whether the technology is flow cytometry or digital imaging.

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But regardless, this slide shows one potential approach
to documenting accuracy method performance.

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Again, you're going to take some normal and abnormal samples,

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and then you're going to analyze them and

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in duplicate right between your your new instrument
and your reference instrument.

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And that reference instrument could be a gold standard.

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Or it could be the instrument
that is currently in use in the laboratory.

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If you're transitioning from one automated,

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microscopic UA to another, it's relatively straightforward.

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But some laboratories may be validating an automated urine
particle analyzer for the microscopic and comparing that to a convention

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on a microscopic method using a brightfield microscope.

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And there are some challenges with that
that we'll discuss a little bit later.

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Regardless, it's all possible.

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The concept is you're going to take some normal and abnormal samples.

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You're going to test them and duplicate once on each new
and you're comparison method.

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One thing I've called out on this slide is that

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if you're if you're validating a new automated method
and comparing it to an existing automated method in use,

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I think it's very helpful to perform a conventional microscopic analysis
on a subset of the abnormal samples.

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The reason for that is that

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if you do see discrepancies in the quantitative results
between the two automated methods,

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you can use the data from the conventional microscope
spec analysis to help adjudicate any of those differences.

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Plus, it's kind of a nice reassurance that,
both of the automated methods are appropriately sensitive

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to detecting abnormal formed elements in the selection of samples

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that's used for this, validation study.

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One challenge with accuracy studies for the urine

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particle analyzer is that unit conversion
may be necessary to compare results.

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Your approach to data analysis,
as well as your acceptance criteria, will vary depending on

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how the two methods measure analytes and report them.

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One word of caution is that turbid, abnormally colored,

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and specimens that have been stored
may more frequently show disagreement,

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and sometimes

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methods have different sample processing requirements,
so you could see some bias between methods

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that's solely attributable to those differences.

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Here is a potential approach
to the precision studies for a urine particle analyzer,

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you may select normal and abnormal materials

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prepared from reagents or collaborators,

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and conduct a precision study for quantification of bacteria casts,
epithelial cells, red blood cells, white blood cells, etc..

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Now, you may be wondering
why not use patient samples for precision study?

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And that's a great question
and I will tell you why I would not recommend doing that.

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And it has to do with stability.

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Patient urine samples are typically only stable for a couple hours

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longer if you're using a preservative.

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But regardless, when we're thinking about our precision study,
our precision study isn't typically complete in one day.

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So you need to source material for this
that will be stable for the duration of the precision study.

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The precision studies is

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conducted by analyzing control material over a period of several days.

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You could do a full 20 day precision study
for the urine particle analyzer, or you could conduct a five

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by five verification precision study,

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and which I described on a previous slide.

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You'll compare the results to the manufacturer's specification.

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And we're typically comparing the coefficient of variation,
the CV, the coefficient of variation

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to that specification.

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The reportable range study for a urine

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particle analyzer can be conducted by

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serial dilutions spanning their range from a prepared stock solution.

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So it's the same concept as what I described on the previous slide.

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When we talked about reportable range studies.

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You're going to generate a series of samples and then

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analyze each of those samples in the set, at least in duplicate.

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It's helpful to know if the

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instrument manufacturer has some kind of ready made material
that you could use to to generate the samples

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for this study, but the concept is a linearity study,
like we talked about a few minutes ago.

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And your data analysis will be by linear regression statistics.

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Moving on to the last component of an automated

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urinalysis system, which is often a digital imaging device,

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strictly speaking.

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And accuracy study for this component is optional.

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But I would argue that it's best practice.

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It's nice to know if the device accurately classifies
the particles based on images.

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You could conduct an accuracy study
using a limited number of abnormal samples.

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Let's say a minimum of ten, and then just seeing how well the device
classifies them on its own, keeping in mind that in the real world,

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outside of the validation environment, tech confirmation
of classification of all the images will happen in production.

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We wouldn't just result, something out
without it being reviewed by an expert.

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The precision study for the digital imaging device is also optional,

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but if you want to do that, what you could do is
you could assess the precision of the sensitivity of the non

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reportable parameters of the device, usually by using commercial
QC materials specific to the instrument manufacturer.

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The last study that is worth mentioning.

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Again
you know carryover is not necessarily implicit in the clear regulations.

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But I mentioned is very important overall
for the automated urinalysis system

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is you could take

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for the chemical portion of the UA system, some abnormal material,

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for example, control material
and analyze that first, followed by normal control material.

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For the urine particle analyzer component, you could take a high sample.

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Let's say it's high for the cell components or for bacteria, and analyze
it multiple times followed by a low sample analyzed multiple times.

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And for a digital imaging device,
you could perform consecutive analysis of a high solution

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followed by a blank,
and then calculate percent carryover using a standard equation.

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Often, in my experience, the clinical application
specialists of the system

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that you're evaluating will perform
the carryover studies on site for you using a standard protocol.

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We're going to spend the next few minutes
talking about the reference interval studies,

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which if you recall, is one of the required evaluations.

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According to Clea.

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And it's also very, very important clinically,

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the manufacturer for the urinalysis system that you're validating

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may have recommendations for how many samples to include
in your reference interval verification study.

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And typically, this type of study is applicable to the chemical portion
of the system as well as the urine particle analyzer.

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And so we're going to talk through a few caveats
of designing an effective reference interval study.

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If a preservative is routinely used you must also include samples
containing preservative in your reference interval study.

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The samples

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must be stored, processed,
and tested the same as patient samples will be.

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It's recommended that 40 fresh urine samples
be collected for such a study,

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and you must collect urine samples from normal individuals
who have not been under treatment

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in the past six weeks for any illness they're not under treatment
for a yeast infection or a bladder infection,

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do not have a diagnosis of hypertension,
and are not menstruating or pregnant.

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Also, the the normal samples should reflect

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the laboratories patient population and include both male and females

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and a variety of age ranges if at all possible.

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If you analyze 40 urine samples

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and find that you can't verify the proposed reference interval,
what are you going to do?

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You have a couple of options.

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One is to continue collecting normal samples.

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Perhaps you'll collect another 20 or 40
and see if you can get the proposed reference interval to verify.

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But if you can't get it to verify,

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you're in a position of having to conduct a full reference
interval study, which would typically include a minimum of 120 samples.

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And keep in mind that if your reference intervals are partitioned,
that minimum number would apply

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to any partitions that you have.

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I mentioned on an earlier slide

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that an optional last step of this process is a post
go Live assessment, or a clinical validation of the new SAS system.

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Another term for that might be a clinical validation,
but the reasons why you might do it,

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is because you may see differences in clinical sensitivity depending

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on how urinalysis testing is commonly utilized in your health system.

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What you could do is perform a clinical sensitivity study
for your unique patient population

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or user defined parameters.

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For example, if you want to customize your instrument
to discriminate normal from abnormal samples,

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it would be useful to do a clinical validation
to make sure that, those criteria have been optimized

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and that patient management is flowing appropriately
from the laboratory results that clinicians are interpreting.

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This is especially important if you have local clinical protocols

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that could be impacted by integrating automated urinalysis
as methods in your laboratory.
